LPL 1099 Schedule

Form Name	Available Online Date	Mailed by Date
1099 Consolidated Tax Statement	January 17 (Saturday) & January 31 (Saturday) Accounts with the simplest tax information and not subject to income reclassification. February 14 (Saturday) Accounts holding more complex securities, for which issuers provided final tax information after January. February 28 (Saturday) & March 11 (Wednesday) Accounts where security issuers did not furnish tax information to LPL Financial in time for the anticipated February mailing deadline.	January 23 & February 6 February 20 March 6 & March 16
Preliminary 1099 Consolidated Tax Statement	February 14 (Saturday) Accounts that are still waiting on final income reclassification will receive an advanced draft copy, “Preliminary 1099 Consolidated Tax Statement.” These will be available electronically only and not mailed.	—
1099-R/Q Tax Statement	January 17 (Saturday)	January 23
5498 – IRA	February 28 & May 23	March 6 & May 29
Foreign Accounts: 1042-S	—	—
Schedule K-1	K-1 reports distributions from partnership securities. LPL Financial does not provide this form. This form should be delivered by the partnership administrator by April 15. Please note: Proceeds from the sale of partnership units are reported on the 1099-B section of the 1099 consolidated tax statement.	—